Small Molecule · AV-101

AV-101 (L-4-chlorokynurenine)

Oral prodrug, discovered and developed by Vistagen Therapeutics, that is converted in the brain to 7-chloro-kynurenic acid (7-Cl-KYNA), a potent and selective full antagonist of the glycine binding site of the NMDA receptor. Unlike ketamine it is not an ion-channel blocker. In completed clinical studies AV-101 was well tolerated, with no psychotomimetic side effects or treatment-related serious adverse events. Two Phase 2 depression trials were negative: the Vistagen-sponsored ELEVATE adjunctive MDD study (199 patients, topline 2019-11-14) and an NIMH crossover study in treatment-resistant depression, where 7-Cl-KYNA was mostly undetectable in cerebrospinal fluid. Vistagen then explored co-administration with probenecid to raise brain exposure and shifted the asset toward neurological disorders. The FDA cleared an IND for a Phase 2 study in levodopa-induced dyskinesia in January 2020. The FDA granted Fast Track designation for adjunctive MDD (December 2017) and neuropathic pain (September 2018). As of its June 2026 10-K, Vistagen does not plan further development of AV-101 on its own and is looking for a third-party partner.

Also known as: AV-101, AV101, L-4-chlorokynurenine, 4-chlorokynurenine, 4-Cl-KYN, L-4-Cl-KYN, J578.071C, 153152-32-0, (2S)-2-amino-4-(2-amino-4-chlorophenyl)-4-oxobutanoic acid

Key facts

Modality
Small molecule
Chemical class
kynurenine analog, amino acid
Chemistry
Single enantiomer · Prodrug
Mechanism
NMDA receptor antagonist
Highest phase
Phase 1
Designations
FDA Fast Track (Neuropathic Pain; Granted September 2018), FDA Fast Track (Adjunctive Treatment Of MDD; Granted December 2017)
Trials
4 tracked · 24 sites

Mechanism of action#

AV-101 (4-Cl-KYN) is an oral prodrug that targets the NMDA receptor. Its active metabolite, 7-chloro-kynurenic acid (7-Cl-KYNA), is a potent and selective full antagonist of the glycine (co-agonist) binding site of the NMDA receptor and inhibits receptor function. Unlike ketamine and many other NMDA antagonists, 7-Cl-KYNA is not an ion-channel blocker. Vistagen reports that an extensive receptor screen found no off-target binding of AV-101 or 7-Cl-KYNA. Nonclinical results also indicate that chronic 4-Cl-KYN administration induces hippocampal neurogenesis and increases endogenous kynurenic acid, itself a functional glycine-site antagonist. A key clinical limitation is brain exposure: in the NIMH depression trial, CSF 7-Cl-KYNA was mostly below detection (<1.4 ng/mL) at 1080-1440 mg/day.

TargetActionAffinity
NMDA receptorprimaryGRIN1Antagonist—ⓘ

Formulations#

FormulationRouteRegimenPharmacokinetics
AV-101 oral capsule
Oral capsules. ELEVATE (adjunctive MDD): 1440 mg daily for 14 days. NIMH TRD crossover: 1080 mg/day for 7 days then 1440 mg/day for 7 days. Phase 1b healthy volunteers: 360, 1080 or 1440 mg daily for 14 days. Planned LID Phase 2: '1440 mg ... administered twice a day orally' per the registry arm text. Drug-interaction study: single 360 mg capsule alone or 2 h after 1000 mg probenecid.
OralOther—

Development timeline#

201520202025TodayPhase 115 Jun 2026 — phase change — Vistagen's FY2026 10-K: 'We do not anticipate further development and commercialization of AV-101 on our own', while assessing a path forward with a third party for LID, neuropathic pain or other NMDAR-related disorders. The date is the filing date (an upper bound); the FY2023 10-K (2023-06-28) still said the company was 'preparing for Phase 2A development of AV-101, on our own or with collaborators'.15 Jun 2026 — phase change — Vistagen's FY2026 10-K: no further development of AV-101 on its own; assessing a third-party path for LID, neuropathic pain or other NMDAR-related disorders. Filing date used as an upper bound.30 Jan 2020 — phase change — FDA cleared the IND for a Phase 2 study of AV-101 in levodopa-induced dyskinesia in Parkinson's disease. The clinical stage reached is Phase 1 (healthy-volunteer safety/PK studies), as the planned Phase 2 trial NCT04147949 never started.30 Jan 2020 — IND/CTA clearance — FDA clears IND for Phase 2 study of AV-101 in levodopa-induced dyskinesia1 Nov 2019 — Trial registered — Phase 2 LID study of AV-101 (NCT04147949) registered on ClinicalTrials.gov30 Sept 2012 — phase change — Phase 1b multiple-dose study in healthy volunteers with a capsaicin-induced hyperalgesia model (NCT01483846) reached actual primary completion in September 2012 (day not given; month-end used).Phase 231 Mar 2020 — readout (missed) — NIMH crossover trial in treatment-resistant depression (n=19): 4-Cl-KYN 1080-1440 mg/day for 14 days had no antidepressant effect on HAM-D versus placebo (treatment-by-time P=.16); CSF 7-Cl-KYNA mostly below detection.14 Nov 2019 — readout (missed) — ELEVATE Phase 2 (adjunctive AV-101 1440 mg/day in MDD, n=199): AV-101 did not differentiate from placebo on change from baseline in MADRS-10; well tolerated, no psychotomimetic effects or SAEs.5 Mar 2018 — phase change — Vistagen's ELEVATE Phase 2 adjunctive MDD trial (NCT03078322) started.5 Mar 2018 — Trial started — ELEVATE Phase 2 trial of adjunctive AV-101 in MDD starts1 Dec 2017 — Fast Track — FDA grants Fast Track designation to AV-101 for adjunctive treatment of major depressive disorder14 Oct 2015 — phase change — NIMH-sponsored Phase 2 crossover study of AV-101 monotherapy in treatment-resistant MDD (NCT02484456) started.Discontinued28 Jun 2023 — phase change — INFERRED, not announced. The FY2022 10-K (2022-06-23) still listed AV-101 plus probenecid as a potential MDD treatment. The FY2023 10-K (2023-06-28) shifted to 'Phase 2A development ... as a treatment for one or more neurological disorders', and the FY2026 10-K names only LID and neuropathic pain and says no further development on its own. Vistagen has made no explicit discontinuation statement for MDD; the date is the first filing reflecting the pivot.
Phase change Readout Event UpcomingHover a marker for details.
Phase 1Sept 2012 – Jun 2026
  1. Vistagen's FY2026 10-K: 'We do not anticipate further development and commercialization of AV-101 on our own', while assessing a path forward with a third party for LID, neuropathic pain or other NMDAR-related disorders. The date is the filing date (an upper bound); the FY2023 10-K (2023-06-28) still said the company was 'preparing for Phase 2A development of AV-101, on our own or with collaborators'.Levodopa-induced dyskinesia in Parkinson's disease↗
  2. Vistagen's FY2026 10-K: no further development of AV-101 on its own; assessing a third-party path for LID, neuropathic pain or other NMDAR-related disorders. Filing date used as an upper bound.Neuropathic pain↗
  3. FDA cleared the IND for a Phase 2 study of AV-101 in levodopa-induced dyskinesia in Parkinson's disease. The clinical stage reached is Phase 1 (healthy-volunteer safety/PK studies), as the planned Phase 2 trial NCT04147949 never started.Levodopa-induced dyskinesia in Parkinson's disease↗
  4. IND/CTA clearanceFDA clears IND for Phase 2 study of AV-101 in levodopa-induced dyskinesiaLevodopa-induced dyskinesia in Parkinson's disease↗
  5. Trial registeredPhase 2 LID study of AV-101 (NCT04147949) registered on ClinicalTrials.govLevodopa-induced dyskinesia in Parkinson's disease
  6. Phase 1b multiple-dose study in healthy volunteers with a capsaicin-induced hyperalgesia model (NCT01483846) reached actual primary completion in September 2012 (day not given; month-end used).Neuropathic pain
DiscontinuedJun 2023
  1. INFERRED, not announced. The FY2022 10-K (2022-06-23) still listed AV-101 plus probenecid as a potential MDD treatment. The FY2023 10-K (2023-06-28) shifted to 'Phase 2A development ... as a treatment for one or more neurological disorders', and the FY2026 10-K names only LID and neuropathic pain and says no further development on its own. Vistagen has made no explicit discontinuation statement for MDD; the date is the first filing reflecting the pivot.Major depressive disorder↗
Phase 2Oct 2015 – Mar 2020
  1. missedNIMH crossover trial in treatment-resistant depression (n=19): 4-Cl-KYN 1080-1440 mg/day for 14 days had no antidepressant effect on HAM-D versus placebo (treatment-by-time P=.16); CSF 7-Cl-KYNA mostly below detection.Major depressive disorder↗
  2. missedELEVATE Phase 2 (adjunctive AV-101 1440 mg/day in MDD, n=199): AV-101 did not differentiate from placebo on change from baseline in MADRS-10; well tolerated, no psychotomimetic effects or SAEs.Major depressive disorder↗
  3. Vistagen's ELEVATE Phase 2 adjunctive MDD trial (NCT03078322) started.Major depressive disorder
  4. Trial startedELEVATE Phase 2 trial of adjunctive AV-101 in MDD startsMajor depressive disorder
  5. Fast TrackFDA grants Fast Track designation to AV-101 for adjunctive treatment of major depressive disorderMajor depressive disorder↗
  6. NIMH-sponsored Phase 2 crossover study of AV-101 monotherapy in treatment-resistant MDD (NCT02484456) started.Major depressive disorder

AV-101 (L-4-chlorokynurenine) for Levodopa-induced dyskinesia in Parkinson's disease#

Phase 1SuspendedLevodopa-induced dyskinesia in Parkinson's disease indication →

AV-101 (L-4-chlorokynurenine), an oral prodrug of the NMDA-receptor glycine-site antagonist 7-Cl-KYNA, for dyskinesia in Parkinson's disease patients on levodopa therapy (LID). The FDA cleared Vistagen's IND for a Phase 2 study in LID on 2020-01-30, supported by primate data: in MPTP-lesioned monkeys AV-101 250 mg/kg twice daily reduced levodopa-induced dyskinesia by about 25% while preserving levodopa's antiparkinsonian response. The planned Phase 2 trial (NCT04147949, a randomized, double-blind, placebo-controlled crossover proof-of-concept study in about 20 patients, primary endpoint Unified Dyskinesia Rating Scale) was registered in November 2019 but never opened; its last registry update (May 2021) lists it as not yet recruiting. Vistagen first ran a Phase 1B study of AV-101 with probenecid in healthy volunteers (NCT05280054) to explore raising brain exposure. As of the 10-K filed 2026-06-15, Vistagen names LID as a potential use but does not plan further development of AV-101 on its own and is looking for a third-party partner, so the program is recorded as suspended.

AV-101 (L-4-chlorokynurenine) for Neuropathic pain#

Phase 1SuspendedNeuropathic pain indication →

AV-101 (L-4-chlorokynurenine), an oral prodrug of the NMDA-receptor glycine-site antagonist 7-Cl-KYNA, as a potential non-opioid treatment for neuropathic pain. The only registered clinical study in this indication is a Phase 1b healthy-volunteer study (NCT01483846, completed September 2012, collaborators Cato Research and NIDA). It tested 360, 1080 and 1440 mg/day for 14 days for safety, pharmacokinetics and effect on capsaicin-induced hyperalgesia; the study is registered under neuropathic pain. The FDA granted Fast Track designation for neuropathic pain in September 2018. No neuropathic-pain patient trial has been registered. As of its 10-K filed 2026-06-15, Vistagen names neuropathic pain as a potential use but does not plan further development of AV-101 on its own and is looking for a third-party partner.

AV-101 (L-4-chlorokynurenine) for Major depressive disorder#

DiscontinuedDiscontinuedMajor depressive disorder indication →

AV-101 (L-4-chlorokynurenine), an oral prodrug of the NMDA-receptor glycine-site antagonist 7-Cl-KYNA, was developed as a fast-acting, non-dissociative antidepressant. Two Phase 2 trials were negative. ELEVATE (NCT03078322), Vistagen's adjunctive study in MDD patients with inadequate response to an SSRI or SNRI, randomized 199 patients at 25 US sites to AV-101 1440 mg/day or placebo using a sequential parallel comparison design. On 2019-11-14 Vistagen reported that AV-101 did not differentiate from placebo on MADRS-10 change from baseline. The drug was well tolerated, with no psychotomimetic effects or serious adverse events. An NIMH-sponsored crossover trial in treatment-resistant depression (NCT02484456; n=19) found no antidepressant effect on HAM-D at 1080-1440 mg/day, and 7-Cl-KYNA was mostly undetectable in cerebrospinal fluid. Vistagen attributed the failures to insufficient brain exposure and explored co-dosing with probenecid. From its FY2023 10-K onward it positioned AV-101 for neurological disorders (LID, neuropathic pain). It now does not plan further development on its own, so the depression program is recorded as discontinued.

Readouts

  • 2020-03-31ReportedFull resultsmissedNCT02484456

    NIMH crossover trial in treatment-resistant depression (n=19): 4-Cl-KYN 1080-1440 mg/day for 14 days had no antidepressant effect on HAM-D versus placebo (treatment-by-time P=.16); CSF 7-Cl-KYNA mostly below detection. ↗

  • 2019-11-14ReportedTopline datamissedNCT03078322

    ELEVATE Phase 2 (adjunctive AV-101 1440 mg/day in MDD, n=199): AV-101 did not differentiate from placebo on change from baseline in MADRS-10; well tolerated, no psychotomimetic effects or SAEs. ↗

Clinical trials#

NCT03078322VSG-CL 003Phase 2Completedn=180

Double-Blind, Placebo-Controlled, Phase 2 Trial to Test Efficacy and Safety of AV-101 (L-4-chlorokynurenine) as Adjunct to Current Antidepressant Therapy in Patients With Major Depressive Disorder (the ELEVATE Study)

Started Mar 2018· Primary completion Oct 2019· 22 sites across 1 country

United States

NCT02484456150151Phase 2Completedn=22

An Investigation of the Antidepressant Effects of the Glycine Receptor Antagonist AV 101 (4-chlorokynurenine) in Major Depressive Disorder

Started Oct 2015· Primary completion Feb 2019· 1 site across 1 country

United States

NCT01483846VSG-CL-002Phase 1Completedn=50

A Phase 1b, Single-Site, Randomized, Double-Blind, Placebo-Controlled, Dose-Escalation Study: Safety, Pharmacokinetics, and Antihyperalgesic Activity of Multiple Doses of AV-101 on Capsaicin-Induced Pain in Healthy Volunteers

Started Dec 2011· Primary completion Sept 2012· 1 site across 1 country

United States

NCT04147949VSG-CL-004Phase 2Unknownn=20

Randomized, Double-Blind, Placebo-Controlled, Crossover, Proof-of-Concept Phase 2 Study to Test Efficacy and Safety of AV-101 (L-4-chlorokynurenine) in Parkinson's Disease Subjects With Levodopa-Induced Dyskinesia

Sources#

  1. NCT01483846 (VSG-CL-002) — Phase 1b multiple-dose AV-101 in healthy volunteers, capsaicin-induced hyperalgesia — ClinicalTrials.gov (U.S. National Library of Medicine)
  2. NCT02484456 (NIMH 150151) — Antidepressant effects of the glycine receptor antagonist AV-101 (4-chlorokynurenine) in major depressive disorder — ClinicalTrials.gov (U.S. National Library of Medicine)
  3. NCT03078322 (VSG-CL 003, ELEVATE) — Phase 2 AV-101 as adjunct antidepressant therapy in MDD — ClinicalTrials.gov (U.S. National Library of Medicine)
  4. NCT04147949 (VSG-CL-004) — Phase 2 AV-101 in Parkinson's disease subjects with levodopa-induced dyskinesia — ClinicalTrials.gov (U.S. National Library of Medicine)
  5. NCT05280054 (AV-101 CL005) — AV-101 alone and with probenecid in healthy subjects (drug-drug interaction) — ClinicalTrials.gov (U.S. National Library of Medicine)
  6. Park LT, Kadriu B, Gould TD, ... Zarate CA Jr. A Randomized Trial of the N-Methyl-d-Aspartate Receptor Glycine Site Antagonist Prodrug 4-Chlorokynurenine in Treatment-Resistant Depression. Int J Neuropsychopharmacol. 2020;23(7):417-425 — International Journal of Neuropsychopharmacology (Oxford University Press) via PubMed Central
  7. VistaGen Reports Topline Phase 2 Results for AV-101 as an Adjunctive Treatment of Major Depressive Disorder (2019-11-14) — VistaGen Therapeutics, Inc. (PR Newswire via BioSpace)
  8. Vistagen Therapeutics Form 10-K for fiscal year ended 2023-03-31 (filed 2023-06-28) — AV-101 section and Fast Track designation dates — Vistagen Therapeutics, Inc. via SEC EDGAR
  9. Vistagen Therapeutics Form 10-K for fiscal year ended 2026-03-31 (filed 2026-06-15) — AV-101 section — Vistagen Therapeutics, Inc. via SEC EDGAR
  10. VistaGen Therapeutics Receives FDA Clearance of IND for Phase 2 Clinical Study of AV-101 as a Potential Treatment of Dyskinesia in Parkinson's Disease Patients (2020-01-30; Form 8-K Exhibit 99.1) — VistaGen Therapeutics, Inc. via SEC EDGAR